CASS Training Courses
Expert-led, self-paced training designed for compliance professionals, operations teams, and senior management at FCA-regulated firms. Learn at your own pace, directly on our platform.
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Choose Your Course
All courses are written by FCA-regulated industry specialists with hands-on CASS experience.
UK Client Assets (CASS) Regulation Training
A comprehensive guide to FCA Client Asset & Money rules
- Understand the Financial Conduct Authority's objectives with regards to safeguarding client assets
- Explain when CASS applies to a firm
- Understand the fundamentals of the key CASS Chapters in the sourcebook
- Outline the key requirements of the Client Assets (CASS) Regulation
CASS 15 Training for UK Safeguarding Institutions
Prepare for the FCA's new safeguarding regime under CASS 15
- Understanding of the regulatory framework governing Client Assets (CASS)
- Understand the key CASS requirements impacting safeguarding institutions (e-money and payment services firms)
- Concise, easy to understand explanations of the CASS 15, CASS 10A and SUP 16 rules
- Clear, practical guidance for building a strong and effective governance framework
Next Generation Regulatory Awareness Programme
Building the next generation of regulatory leaders.
- Understand the purpose of regulation and its importance in financial services.
- Identify key regulatory frameworks.
- Explain how regulation supports consumer protection, market integrity, governance, and risk management.
- Recognise how regulatory requirements shape roles in operations, compliance, risk, audit, and consulting.
CASS 6 Custody Assets Training
CASS 6 principles · Books and records · Reconciliations · Due diligence · Acknowledgement letters · Real world case study
- Understand the Financial Conduct Authority's objectives with regards to safeguarding client assets
- Explain when CASS applies to a firm, what counts as custody assets, and the exemptions that apply
- Understand the fundamentals of CASS 6 in the Sourcebook, including segregation and the statutory trust
- Outline the key requirements for depositing client money with third parties, including due diligence, diversification and acknowledgement letters
CASS 7 Client Money Training
CASS 7 principles · Books and records · Reconciliations · Due diligence · Acknowledgement letters · Real world case study
- Understand the Financial Conduct Authority's objectives with regards to safeguarding client assets
- Explain when CASS applies to a firm, what counts as client money, and the exemptions that apply
- Understand the fundamentals of CASS 7 in the Sourcebook, including segregation and the statutory trust
- Outline the key requirements for depositing client money with third parties, including due diligence, diversification and acknowledgement letters
CASS 15 Governance Training
CASS 15 · Governance · Risks and Controls Mapping · Control Evaluation · Effective Breach Management
- Designing effective governance frameworks
- Designing risks and controls mapping
- Assess the adequacy and design of controls including IT controls
- Understanding the Information Technology General Controls
Introduction to Regulatory Consulting
Engagement planning · Engagement lifecycle · Understanding business models · Walkthroughs and documentation · Substantive testing · Reporting
- Explain the purpose of financial services regulation and the UK regulatory landscape.
- Describe regulatory consulting and the end-to-end engagement lifecycle.
- Key engagement types, outputs and levels of assurance.
- Assessing a client’s business, controls and significant risks with professional scepticism.
Training built by practitioners
Our courses are authored by specialists who have worked inside FCA-regulated firms — not generic e-learning providers.
Authored by CASS specialists
Every course is written and reviewed by practitioners with direct, hands-on CASS compliance experience at regulated firms.
Practical, not theoretical
Case studies, real-world scenarios, and worked examples — not just regulatory text. You'll understand how the rules apply in practice.
Self-paced and flexible
Learn on your own schedule. Pause, rewatch, and revisit content as many times as you need with lifetime access.
Knowledge quizzes
Test your understanding at the end of each module with focused knowledge checks before moving on.
Completion certificate
Download a PDF certificate of completion to share with your employer, regulator, or on LinkedIn.
Always up to date
Courses are updated whenever the FCA issues new rules or guidance — your access includes all future updates.
Real training. Real results.
Our CASS courses are rated by compliance, operations and safeguarding professionals at FCA-regulated firms — built and delivered by practitioners, not generic e-learning providers.
from 5-star reviews
What learners are saying
Verified reviews from compliance, operations and safeguarding professionals who have taken our CASS courses.
I wasn't sure what to expect from this course, but this course is well done. The instructor was able to break down complex topics and provide clear guidance for adoption. I recommend it for anyone looking to understand the new CASS regulations.
Verified learner
The course gave me a good overview of CASS 15 and CASS 10A rules impacting our firm. The instructor explained the concepts very well.
Verified learner
It is hard to find high-quality training specifically for CASS 15 and the safeguarding requirements for Payment Services and E-Money firms, but this course nails it. The instructor clearly distinguishes how these rules differ from standard investment firm requirements. The breakdown of the CASS 10A Resolution Pack and the specific data fields needed for the SUP 16 Safeguarding Return was incredibly practical. If you work in a PI or EMI and need to prepare for your Annual CASS Audit, this is the course to take.
Verified learner
This course was very insightful and easy to understand. The instructor shared some good examples around CASS principles and how they apply.
Verified learner
Excellent course. The course learning objectives were well structured and addressed some of the concepts I was finding difficult to understand.
Verified learner
Verified learner reviews.
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