Next Generation Regulatory Awareness Programme
Building the next generation of regulatory leaders.
£1,080
One-time payment
- Full video & reading content
- Case studies for application
- Completion certificate (PDF)
- Learn at your own pace
- Programme duration access
About this course
The Next Generation Regulatory Awareness Programme is a CPD-certified programme that builds regulatory awareness across regulation, risk, compliance and governance. It runs across four modules — Introduction to the Regulatory Landscape; Governance, Risk & Compliance; Case Studies; and Student Presentations. All four modules are available to preview below.
Learn more about the programmeAbout the instructor
Rose is a CASS specialist with over ten years' experience in CASS compliance and regulatory advisory. She has worked at JP Morgan within the CASS Governance and Oversight team, supporting multiple lines of business across Markets, Securities Services and Banking functions. She has demonstrable leadership in the execution and delivery of complex CASS audit and advisory engagements, including s166 projects for global custodians with the EY CASS team. She brings a wealth of experience to a broad spectrum of clients.
What you'll learn
Requirements
- Basic familiarity with UK financial services regulation
- No prior CASS knowledge required
Programme content
4 modules · 81 lectures · 2 hr 11 min
Module 1 – Introduction to Regulatory Landscape
This module gives students a practical introduction to the UK client assets regime (CASS) and the wider regulatory landscape shaping financial services, equipping them with regulatory awareness, practical case studies, and an understanding of why protecting client money and custody assets matters for consumers and market integrity.
- IntroductionFree preview0:31
- Course objectivesFree preview0:47
Module 2 – Governance, Risk & Compliance
This module equips students with a practical understanding of CASS governance frameworks. It translates complex regulatory expectations into clear, actionable steps that can be applied to strengthen compliance frameworks, demonstrate effective oversight to the regulator and auditors, and protect client money and assets from operational, regulatory and conduct risk.
Module 3 – Case Studies
Analyse real FCA enforcement cases — Aviva Investors and CACEIS — to understand failures across risk, compliance and governance, and apply the lessons to real-world regulatory practice. The case-study pack and worksheet are attached to the lesson below as downloads.
Module 4 – Student Presentations
Students present their analysis of the Module 3 case studies to our experts and receive direct feedback. Watch the briefing below for how the presentations work; sessions are arranged with the Fide team as part of the programme.
£1,080
One-time payment
- Full video & reading content
- Case studies for application
- Completion certificate (PDF)
- Learn at your own pace
- Programme duration access