CASS 15 Governance Training

What you'll learn

Who this course is for

• Financial professionals seeking to enhance their knowledge and awareness of governance frameworks.

About this course

This training provides practical, real-world insight into what effective governance looks like in practice and the core elements firms need to have in place to support sound safeguarding arrangements. Designed for firms seeking to strengthen their governance frameworks, the course explores how robust governance underpins effective safeguarding, supports compliance with regulatory expectations, and promotes clear accountability across the organisation.

Rose is a CASS specialist with over ten years' experience in CASS compliance and regulatory advisory. She has worked at JP Morgan within the CASS Governance and Oversight team, supporting multiple lines of business across Markets, Securities Services and Banking functions. She has demonstrable leadership in the execution and delivery of complex CASS audit and advisory engagements, including s166 projects for global custodians with the EY CASS team. She brings a wealth of experience to a broad spectrum of clients.