Leadership

CASS Expertise You Can Trust

Rose is a seasoned CASS specialist with over a decade of experience in CASS compliance and regulatory advisory.

She has held key roles at JP Morgan, where she was part of the CASS Governance and Oversight team, supporting multiple business lines across four legal entities within the Markets, Securities Services, and Banking divisions.

Rose has demonstrated strong leadership in managing and delivering complex CASS audit and advisory engagements, including s166 projects for global custodians as part of the Ernst and Young CASS team.

Areas of Expertise
Global Custodians
Investment Firms
Broker-Dealers
Depositaries
Wealth Managers
Fintech Companies
Experience

Career Highlights

A track record of excellence across Banking and Capital Markets.

JP Morgan

CASS Governance and Oversight team, supporting Markets, Securities Services, and Banking divisions across four legal entities.

Ernst and Young

Led complex CASS audit and advisory engagements, including s166 projects for global custodians as part of the EY CASS team.

10+ Years Experience

Over a decade of deep expertise in CASS compliance and regulatory advisory across Banking and Capital Markets.

Our Approach

Why Work With Us

We bring deep expertise and a client-focused approach to every engagement.

Regulatory Expertise

Deep understanding of CASS regulations and FCA requirements, ensuring your compliance is robust and audit-ready.

Industry Experience

Hands-on experience at leading institutions including JP Morgan and Ernst and Young provides practical, real-world insights.

Client Partnership

We work as an extension of your team, providing tailored solutions that address your specific compliance challenges.

Ready to Discuss Your CASS Requirements?

Get in touch to learn how we can help strengthen your compliance framework.