Meet the experienced professionals dedicated to delivering excellence in CASS compliance.
Head of CASS and Safeguarding
Rose is a seasoned CASS specialist with over a decade of experience in CASS compliance and regulatory advisory.
She has held key roles at JP Morgan, where she was part of the CASS Governance and Oversight team, supporting multiple business lines across four legal entities within the Markets, Securities Services, and Banking divisions.
Rose has demonstrated strong leadership in managing and delivering complex CASS audit and advisory engagements, including s166 projects for global custodians as part of the Ernst and Young CASS team.
A track record of excellence across Banking and Capital Markets.
CASS Governance and Oversight team, supporting Markets, Securities Services, and Banking divisions across four legal entities.
Led complex CASS audit and advisory engagements, including s166 projects for global custodians as part of the EY CASS team.
Over a decade of deep expertise in CASS compliance and regulatory advisory across Banking and Capital Markets.
We bring deep expertise and a client-focused approach to every engagement.
Deep understanding of CASS regulations and FCA requirements, ensuring your compliance is robust and audit-ready.
Hands-on experience at leading institutions including JP Morgan and Ernst and Young provides practical, real-world insights.
We work as an extension of your team, providing tailored solutions that address your specific compliance challenges.
Get in touch to learn how we can help strengthen your compliance framework.