Our Services

Comprehensive regulatory consulting solutions designed to ensure compliance, resilience, and operational excellence for your organisation.

Training

We offer training for individuals and businesses through online platforms and classroom sessions. Our modules cover a wide range of topics to enhance CASS knowledge and awareness across various organizational functions, including Compliance, Operations, and Senior Management.

Training focuses on how the CASS regulation applies to your organization's unique business model and operational processes per business line. It ensures that compliance is integrated into daily activities and tailored to specific risks faced by the business.

This covers particular aspects, such as CASS RP, reconciliations, and reporting requirements. This helps staff develop expertise in critical regulatory topics relevant to their roles.

This is for senior management and emphasizes their oversight and governance responsibilities under CASS. It ensures leaders understand their role in fostering a culture of compliance and meeting regulatory obligations.

This training introduces new employees to the fundamentals of CASS regulation and its importance. It helps them understand their responsibilities in maintaining compliance from the outset of their employment.

This training ensures that staff understand how changes in regulations, processes, or systems impact CASS compliance requirements. It equips employees to adapt effectively, maintain regulatory standards, and minimize risks during transitions.

Resourcing

We provide CASS subject matter expert support to firms by providing specialists who work on site. Our experts collaborate across all organisational functions to ensure effective implementation and ongoing compliance with CASS requirements. This tailored, in-house assistance is designed to support businesses with complying with regulatory demands.

Dedicated CASS experts are embedded within your team, providing hands-on guidance and support. These specialists work alongside your staff to address complex compliance requirements, deliver tailored advice. By integrating directly with your operations, they help identify risks, implement best practices, and foster a culture of regulatory excellence.

Our resourcing solution enables seamless collaboration across all organizational functions. By embedding compliance specialists and leveraging expertise from various departments—including operations, finance, IT, and legal—we ensure that your compliance initiatives are fully integrated with business processes. This approach helps organizations break down silos, share best practices, and maintain consistent regulatory standards throughout.

We provide hands-on assistance with CASS requirements, guiding your organization through every step of the implementation process. Our specialists help interpret new regulatory changes, update existing procedures, and integrate compliant solutions into your operations.

We provide continuous support to help your organization meet evolving regulatory demands. Our team monitors regulatory changes, updates your compliance frameworks, and offers proactive guidance to ensure your systems and processes remain aligned with current requirements.

Compliance Advisory Services

Our advisory services provide strategic guidance and expert insights to help you navigate complex regulatory requirements with confidence.

Health Checks

Health checks can provide valuable insight to firms to evaluate their level of compliance. We can send our Specialists to conduct interviews with the individuals performing CASS impacting functions across different areas and issue a report post the assessment.

Regulatory Scoping

We believe it is important that CASS applicability be assessed and regularly reviewed and, if necessary challenged. We assist you with assessing if your firm is in scope of the regulation and assess CASS applicability due to changes in market practice or regulatory changes.

Documentation

We assist you in drafting essential documents and provide templates that can be customized to meet your specific CASS requirements. We can also provide quality assurance input to the documentation you produce.

On Call Advisory

We are there to support for any complex matters where you are in need of a CASS specialist for technical interpretations and guidance.

Our Approach

How We Work

A proven methodology that ensures successful outcomes for every engagement.

1
Assess

Conduct deep dives into your business and operating models to gain a comprehensive understanding of your unique processes.

2
Design

Develop tailored compliance solutions and regulatory strategies that address your organization's specific obligations and compliance objectives.

3
Implement

Implement practical compliance solutions, with hands-on support to ensure smooth execution and effective adoption across your organisation.

4
Maintain

Support in maintaining robust compliance systems and processes to ensure continuous adherence to regulatory requirements.

Ready to Transform Your Business?

Let's discuss how Fide Consulting can help you achieve your strategic objectives.

Schedule a Consultation